Search Results for: Aaron Howe

Individuals Barred by FINRA in June 2018

Jeffrey Sonn
Sep 05, 2018

FINRA reported in August 2018 that it barred a total of 21 brokers and advisors from working in the securities industry in June 2018. Below[...]

LPL brokers, OSJ manager defrauded 200 federal employees: SEC

Jeffrey Sonn
Aug 11, 2017

This article was originally published by Financial-Planning.com Four former LPL Financial advisors misled hundreds of federal employees into rolling over $40 million from their retirement[...]